R01 Fin Services Regs & Ethics icon

R01 Fin Services Regs & Ethics

Know Your Subject Limited
$4.99

About R01 Fin Services Regs & Ethics

Revision Software for Chartered Insurance Institute Exams –
RO1 Financial Services, Regulation & Ethics.

(Current Exam Syllabus).
346 unique questions.

Over 340 unique questions covering Multiple Choice, True/False and Missing Item format. Correct answers provided for each test.

The aim of this module is to provide students with the knowledge and skills needed to understand the financial services industry, its rules and regulations, and how the retail consumer is better served.

This module covers the following topics:

1 - Authorisation, Procedures and Rules
2 - Dealing with Client Information
3 - Financial Advice, Guidance & Information
4 - Inheritance Tax Planning
5 - Investments
6 - Pension Planning
7 - Regulation
8 - Regulatory Standards
9 - The Regulatory Environment
10 - The Retail Consumer
11 - The UK Legal Framework
12 - UK Financial Services Industry

So why purchase from KYS Ltd?
Used by students throughout the UK and in over 133 countries worldwide.
UK Established since 2007 in the professional exams market.
Over 20,500 KYS downloads to date.
We give full software support after sale.
Any problems, simply email, call us, or go to our website support area.
Written by real practitioners and updated regularly.
No internet connection needed once downloaded – Study on the move!

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R01 Fin Services Regs & Ethics Screenshots